New Accounts in Illinois - In Person


Center for Banking Excellence, Springfield, IL   Visit Website
Thursday, April 22, 2021 9:00 AM - 4:00 PM   iCalendar Central Standard Time

Opening a new deposit account constitutes entering into a contractual agreement. It is critical that both the new account representatives and the customer understand the bank’s obligations along with the terms and conditions the customer is being asked to accept. The ability to clearly explain the terms, conditions and benefits of the account significantly influences the customer’s impression of your bank and its services. In addition, there are updated regulatory requirements for obtaining beneficial ownership information on covered business accounts. 

The primary focus of this seminar will be on the lifecycle of the account including applicable Illinois and Federal requirements and regulations. This program will be interactive, encourage attendee participation, and provide training tools to enhance the performance of your daily responsibilities. Join your peers to discuss the 2020 New Accounts in Illinois update and how it impacts your bank.

Topics

  • Reg CC regulatory changes
  • Beneficial ownership and business account documentation requirements
  • Documentation requirements for fiduciary accounts and business accounts
  • IRS W8BEN requirements for foreign customers.
  • Managing Reg E error resolutions
  • Illinois state escheatment laws
  • Hemp and CBD account overview
  • Overview of the AMLA Act

Audience
Tellers, head tellers, branch managers and administrators, new accounts representatives, compliance officers, training staff and others who manage or work the front line

Facilitator
Robin Guthridge is a Senior Manager of Compliance for Wipfli LLP.  She has a strong background in Bank Secrecy Act (BSA) compliance, deposit compliance, bank operations, leadership, and sales management.  In addition to performing BSA, deposit and loan compliance examinations for various institutions, she has developed, implemented, and presented BSA workshops and deposit documentation workshops Wipfli LLP clients and prospects.

Continuing Education
6 CPE Credits (IL Public Accounting)
ABA Professional Certification - 6.75 CRCM Credits

Per Person Fee
(Includes OnDemand Access through June 22, 2021)
M $249
NM $419

Refreshments and Lunch Provided for In-Person Attendees

This program is limited to 15 in person registrants.

Center for Banking Excellence   Visit Website

3201 West White Oaks Drive, Suite 400
Springfield, IL 62704-6457
(217) 789-9340

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