Hot Topics in Compliance


Hybrid Event  
Wednesday, January 25, 2023 - Friday, January 27, 2023   iCalendar Central Standard Time

January 25 - IBA Center for Banking Excellence, Springfield, or Live Streamed via Zoom
January 27 - Lewis University, Oak Brook

9:00 a.m. to 4:00 p.m. CT

Complying with rapidly evolving regulations requires perseverance plus significant commitments of time and resources. The regulatory landscape continues to present challenges for years to come. This seminar examines changes to various laws and regulations and covers numerous hot topics that will provide you with practical solutions to help deal with those matters as well.

The agenda will include what’s new, hot, and coming for BSA, lending, deposit, and other compliance areas. We’ll cover important news from 2022 and how it affects your institution, including:

  • regulatory changes
  • regulator issuances such as newsletters and guidance
  • impactful enforcement actions

We’ll help you prepare for your next exam when we discuss what we’re seeing and hearing regarding exam cycles, such as:

  • common exam violations
  • examiner expectations
  • key themes from exit meetings

And we’ll look ahead to what’s on the horizon for things like:

  • new regulation
  • pending regulatory changes
  • rulemaking agendas and supervisory plans

Objectives
After this seminar, participants will:

  • Understand how the changes in regulation impact their institution;
  • Be able to identify reactive and proactive steps to deal with the changes;
  • Take back practical solutions to managing compliance risk; and
  • Be armed with the information needed to prepare for their next BSA or regulatory exam.

Facilitators
Kathy Enbom, CRCM, Principal, Wipfli LLP, is a leader of the firm’s regulatory compliance and Bank Secrecy Act (BSA) services. Kathy has an extensive background in regulatory compliance, marketing, and leadership, including significant training in developing, delivering, and implementing instructional programs. She uses this experience to enhance consultative interaction by providing guidance and resources to assist clients in improving their overall compliance management system. Her well-rounded experience in the financial services industry has helped her to develop a comprehensive understanding of financial institution operations and management, resulting in her ability to provide meaningful insight and helpful recommendations for many areas of the institution.

Stephanie Jennings, CRCM, Manager, Wipfli LLP, is a manager in Wipfli’s financial institution's practice. She has more than 20 years of experience in banking, including enterprise risk management, BSA, and regulatory compliance, as well as information security and debt collections.  Stephanie provides consulting and advisory services to support the bank and non-bank clients through the challenging regulatory environment and industry trends. She works directly with the board of directors, executive management, and staff to create and enhance the overall risk and compliance program and provides training to all levels.

Fee Per Person
Member $265
Nonmember $445

Hybrid Event  

Map & Directions