Hybrid | October 5 – Lewis University, Oak Brook
October 12 – IBA Center for Banking Excellence, Springfield or Live Streamed Via Zoom
9:00 a.m. to 4:00 p.m.
Taking a risk-based approach to compliance involves identifying and prioritizing the highest compliance risks. Knowing current examination trends can help you determine where to focus your compliance resources. Join us for an entire day of breaking down common exam violations that both the regulatory agencies and Wipfli are identifying. We’ll dig into what the issues are and how you can prevent, identify and remediate them in your institution. We’ll also talk about the common themes that banks are reporting during the recent exam cycle. This is an opportunity to hear about the trends and network with your compliance peers so you can be assured that you are ready for your next regulatory exam.
Kathy Enbom, CRCM, Principal, is the leader of the Wipfli’s regulatory compliance, fair lending, Bank Secrecy Act (BSA) and Secondary Market Quality Control services. She has an extensive background in regulatory compliance, marketing, and leadership gained over more than 35 years in the banking industry. She is a frequent speaker at industry events as well as Wipfli sponsored programs. Her well-rounded experience in the financial services industry has helped her to develop a comprehensive understanding of client service, operations and management, resulting in her ability to provide valuable guidance and thoughtful recommendations for many areas of the organization.
Fee Per Person
Includes OnDemand Access for 60 days