Education & Events

Live Streamed

The Compliance Peer Groups provide an opportunity for bankers to examine pressing issues constructively, exchange ideas, and share solutions among colleagues in a comfortable and professional environment. We will provide timely updates on various topics for you to take back to your bank.

Agenda

9:00 a.m.           Registration & Networking
10:00 a.m.         Welcome and Introductions
10:15 a.m.         Lending
11:15 a.m.         Deposits & Other
12:15 p.m.         Lunch
1:00 p.m.           CRA
2:00 p.m.           BSA

Learning Objectives
After this session, participants should be able to:

• Comprehend the impact of changes in regulations.
• Identify reactive and proactive steps to deal with the changes.
• Describe issues regulatory examiners are criticizing at peer institutions and implement practical, cost-effective solutions.

Benefits

• Networking: Participants can network with fellow bankers, fostering professional connections and potential collaborations.
• Regulatory Updates: Stay informed about the latest changes in lending, deposits, CRA (Community Reinvestment Act), and BSA (Bank Secrecy Act) regulations, ensuring your bank remains compliant with current requirements.
• Best Practices Sharing: Exchange best practices and innovative solutions with peers to effectively address compliance challenges in areas such as lending, deposits, CRA, and BSA.
• Proactive Compliance Strategies: Learn proactive steps to anticipate and adapt to regulatory changes, helping your bank maintain compliance while minimizing disruptions to operations.
• Practical Implementation: Acquire practical, cost-effective solutions for implementing compliance measures, ensuring your bank meets regulatory expectations efficiently and effectively.
• Skill Enhancement: Develop your understanding of compliance regulations and enhance your ability to interpret and implement regulatory requirements in areas such as lending, deposits, CRA, and BSA.
• And much more…

Technology Requirements – Virtual Attendees Only

• Have Zoom virtual meeting access
• Interact with facilitators and all participants in a live, virtual environment
• Actively participate in live and chat discussions
• Have complete, working computer microphone, camera, and speakers or phone access
• Keep cameras on for the duration of the program

RSM US LLP Facilitators
Julia Sheehan is a Director in RSM’s national anti-money laundering (AML) and regulatory compliance practice. She and her team provide a wide range of compliance consulting services to clients related to the AML/Bank Secrecy Act (BSA), consumer regulatory compliance, and fair lending. For fair lending engagements, Julia works closely with RSM’s data analytics team to evaluate Home Mortgage Disclosure Act (HMDA) data to identify fair lending risk factors in the client’s lending patterns. Julia’s clients include financial institutions and nonbank financial services companies regulated by the Consumer Financial Protection Bureau (CFPB) and the prudential banking regulatory agencies. Julia has over 20 years of experience and has served in both an internal audit testing capacity as well as consulting projects to assist clients in developing robust second-line compliance and third-line internal audit programs for AML/BSA and regulatory compliance.

Sarah Hammond, Director of AML Regulatory Compliance Consulting Service, has provided support and leadership in regulatory compliance and risk management for over 20 years. She brings extensive internal audit and operational risk and controls knowledge to her engagements and widespread enterprise experience working with domestic institutions. Sarah has been dedicated to the financial crimes space as a subject matter expert and has been contracted for highly niche and specialty engagements, including supporting entities and government agencies with investigative response efforts.

Audience Compliance Officers, Risk Managers, and Auditors

Continuing Education
American Bankers Association (ABA) Professional Certifications approved for 5 CRCM, 1.25 CAFP credits.

Fee Per Person
$675 (M) / $1,215 (N) Package Pricing (For All Three Sessions)
$250 (M) / $450 (N) Individual Session

RSM US LLP, Schaumburg  
1450 American Lane
Suite 1400
Schaumburg, IL 60173

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