Education & Events

We are pleased to join the Indiana Bankers Association to once again offer the Internal Bank Audit School to our Illinois bankers. Crowe, LLP will present this timely, two-day program providing innovative business solutions in the areas of assurance, benefit plan services, financial advisory, forensic services, performance services, risk consulting, and tax consulting. This school is formatted to provide detailed guidance over current regulatory hot topics, such as how to audit the deposit function, branch operations function, auditing the general accounting and financial reporting functions, auditing the investment function, and payroll function.

Audience
Those in the audit, compliance, risk management, and mortgage banking areas would benefit from this school.

Brochure / Register - Need assistance? Connect with IBA's Denise Perez at dperez@illinois.bank

Auditing the Deposit Function

• Overview of the Deposit Function
• Internal audit objectives and procedures related to: 
  • Account Opening
  • Account Closing
  • Disbursements
  • File Maintenance
  • Masterfile Changes
  • Overdrafts
  • Dormant Accounts
  • Statements
  • Item Processing

Auditing Branch Operations Function

• Overview of the Branch Operations Function
• Internal audit objectives and procedures related to: 
  • Cash
  • Consignment Items
  • Hold Mail
  • Night Depository
  • Physical Security
  • Safe Deposit Boxes
  • Disbursements
  • Branch ATM
  • Policy and Procedure Review
  • Risk Reporting
  • System Access

Auditing the General Accounting and Financial Reporting Functions

• Overview of the General Accounting and Financial Reporting Functions
• Internal audit objectives and procedures related to: 
  • Budgeting and Forecasting
  • General Ledger Administration 
  • Internal DDA Accounts
  • Accounts Payable
  • Employee Expenses
  • Call Reports 
  • Period-End Close

Auditing the Investment Function

• Overview of the Investment Function
• Internal audit objectives and procedures related to: 
  • Purchases
  • Sales
  • Safekeeping
  • Accounting Treatment
  • Trading
  • Policy and Procedure Review
  • Reconciliations
  • Risk Reporting
  • System Access

Auditing the Payroll Function

• Overview of the Payroll Function
• Internal audit objectives and procedures related to: 
  • Payroll Set-up
  • Payroll Processing
  • Payroll Time & Attendance
  • Payroll Accounting & Reporting
  • Payroll Oversight
  • Policy and Procedure Review
  • Reconciliations
  • Risk Reporting
  • System Access

Compliance Hot Topics and Approaches to Audit Them

Attendance Fee Per Person
The following fees include the program, training materials, continental breakfast, lunch, and refreshments:

Onsite or Virtual ~ $595.00 per person

Brochure / Register - Need assistance? Connect with IBA's Denise Perez at dperez@illinois.bank